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Manager Regulatory Relations

In United States

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Manager Regulatory Relations   

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JOB TITLE:

Manager Regulatory Relations

JOB TYPE:

JOB SKILLS:

JOB LOCATION:

Boston Jersey City, NJ United States

JOB DESCRIPTION:

JOB DESCRIPTION:

  • As a member of the Regulatory Relations team, the Manager, Regulatory Relations will coordinate regulator standing and ad hoc meetings; support the Regulatory Relations team on regulatory examinations for clients regulated subsidiaries, as needed; assist in the processing of regulatory requests for information; act as a liaison and central point of contact for regulators and requests outside the examination context; support the incident reporting process; support the Regulatory Relations team on various short and long-term client initiatives.

RESPONSIBILITIES:

  • Act as a support to the regulatory relations liaison function that acts as a central point of contact for regulators
  • Assist in processing regulatory requests for information by gathering information from personnel at all levels from various departments across client
  • Review responses for timeliness and responsiveness, track follow-up items, and facilitate the submission of responsive information to regulators
  • As needed, coordinate all aspects of physical onsite examinations including the coordination of meetings, and the review and submission of documentation to regulators
  • Assist in the coordination and drafting of post-examination response letters to regulators
  • Contribute to internal management reporting with respect to examinations, meetings, and other ad-hoc requests
  • Generally, assist the client Regulatory Relations leadership team as necessary
  • Mitigate risk by following established procedures and monitoring controls, spotting key errors and demonstrating strong ethical behavior.

QUALIFICATIONS:

  • Analytical thinking, communication skills and ability to drive collaboration
  • Minimum of 7 years of related experience
  • Bachelor's degree preferred with Masters or equivalent experience

ADDITIONAL QUALIFICATIONS:

  • Minimum of 5 years of related experience in the financial services industry with experience in a regulatory or support and control function such as Legal, Compliance, Audit or Risk, regulatory/litigation experience at a law firm
  • Bachelor's degree required. JDs should also apply

 

Position Details

POSTED:

Sep 24, 2022

EMPLOYMENT:

INDUSTRY:

SNAPRECRUIT ID:

S16542144322172076

LOCATION:

United States

CITY:

Boston Jersey City, NJ

Job Origin:

OORWIN_ORGANIC_FEED

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Aug 19, 2017 9am-6pm
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Manager Regulatory Relations    Apply

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<p><strong>JOB DESCRIPTION:</strong></p> <ul> <li>As a member of the Regulatory Relations team, the Manager, Regulatory Relations will coordinate regulator standing and ad hoc meetings; support the Regulatory Relations team on regulatory examinations for clients regulated subsidiaries, as needed; assist in the processing of regulatory requests for information; act as a liaison and central point of contact for regulators and requests outside the examination context; support the incident reporting process; support the Regulatory Relations team on various short and long-term client initiatives.</li> </ul> <p><strong>RESPONSIBILITIES:</strong></p> <ul> <li>Act as a support to the regulatory relations liaison function that acts as a central point of contact for regulators</li> <li>Assist in processing regulatory requests for information by gathering information from personnel at all levels from various departments across client</li> <li>Review responses for timeliness and responsiveness, track follow-up items, and facilitate the submission of responsive information to regulators</li> <li>As needed, coordinate all aspects of physical onsite examinations including the coordination of meetings, and the review and submission of documentation to regulators</li> <li>Assist in the coordination and drafting of post-examination response letters to regulators</li> <li>Contribute to internal management reporting with respect to examinations, meetings, and other ad-hoc requests</li> <li>Generally, assist the client Regulatory Relations leadership team as necessary</li> <li>Mitigate risk by following established procedures and monitoring controls, spotting key errors and demonstrating strong ethical behavior.</li> </ul> <p><strong>QUALIFICATIONS:</strong></p> <ul> <li>Analytical thinking, communication skills and ability to drive collaboration</li> <li>Minimum of 7 years of related experience</li> <li>Bachelor's degree preferred with Masters or equivalent experience</li> </ul> <p><strong>ADDITIONAL QUALIFICATIONS:</strong></p> <ul> <li>Minimum of 5 years of related experience in the financial services industry with experience in a regulatory or support and control function such as Legal, Compliance, Audit or Risk, regulatory/litigation experience at a law firm</li> <li>Bachelor's degree required. JDs should also apply</li> </ul> <p> </p>


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