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Manager Regulatory Relations

In United States

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Manager Regulatory Relations   

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JOB TITLE:

Manager Regulatory Relations

JOB TYPE:

JOB SKILLS:

JOB LOCATION:

Jersey City, NJ United States

JOB DESCRIPTION:

JOB DESCRIPTION:

  • Coordinate regulatory examinations for client's regulated subsidiaries; assist in the processing of regulatory requests for information; act as a liaison and central point of contact for regulators and requests outside the examination context.

RESPONSIBILITIES:

  • Act as a support to the regulatory relations liaison function that acts as a central point of contact for regulators
  • Assist in processing regulatory requests for information by gathering information from personnel at all levels from various departments across client
  • Review responses for timeliness and responsiveness, track follow-up items, and facilitate the submission of responsive information to regulators
  • As needed, coordinate all aspects of physical onsite examinations including the coordination of meetings, and the review and submission of documentation to regulators
  • Assist in the coordination and drafting of post-examination response letters to regulators
  • Contribute to internal management reporting with respect to examinations, meetings, and other ad-hoc requests
  • Generally, assist the Client Regulatory Relations leadership team as necessary
  • Mitigate risk by following established procedures and monitoring controls, spotting key errors and demonstrating strong ethical behavior.

QUALIFICATIONS:

  • Analytical thinking, communication skills and ability to drive collaboration
  • Minimum of 5-7 years of related experience
  • Bachelor's degree preferred with Masters or equivalent experience

ADDITIONAL QUALIFICATIONS:

  • Minimum of 5 years of related experience in the financial services industry with experience in a regulatory or support and control function such as Legal, Compliance, Audit or Risk, regulatory/litigation experience at a law firm

ABOUT Client:

Client safeguards the financial markets and helps them run efficiently, in times of prosperity and crisis. We are uniquely positioned at the center of global trading activity, processing over 100 million financial transactions every day, pioneering industry-wide, post-trade solutions and maintaining multiple data and operating centers worldwide. From where we stand, we can anticipate the industry's needs and we're working to continually improve the world's most resilient, secure, and efficient market infrastructure. Our employees are driven to deliver innovative technologies that improve efficiency, lower cost, and bring stability and certainty to the post-trade lifecycle.Client proudly supports Flexible Work Arrangements favoring openness and gives people freedom to do their jobs well, by encouraging diverse opinions and emphasizing teamwork. When you join our team, you'll have an opportunity to make meaningful contributions at a company that is recognized as a thought leader in both the financial services and technology industries. A Client career is more than a good way to earn a living. It's the chance to make a difference at a company that's truly one of a kind.

Position Details

POSTED:

Oct 04, 2022

EMPLOYMENT:

INDUSTRY:

SNAPRECRUIT ID:

S16542144315561896

LOCATION:

United States

CITY:

Jersey City, NJ

Job Origin:

OORWIN_ORGANIC_FEED

A job sourcing event
In Dallas Fort Worth
Aug 19, 2017 9am-6pm
All job seekers welcome!

Manager Regulatory Relations    Apply

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<p><strong>JOB DESCRIPTION:</strong></p> <ul> <li>Coordinate regulatory examinations for client's regulated subsidiaries; assist in the processing of regulatory requests for information; act as a liaison and central point of contact for regulators and requests outside the examination context.</li> </ul> <p><strong>RESPONSIBILITIES:</strong></p> <ul> <li>Act as a support to the regulatory relations liaison function that acts as a central point of contact for regulators</li> <li>Assist in processing regulatory requests for information by gathering information from personnel at all levels from various departments across client</li> <li>Review responses for timeliness and responsiveness, track follow-up items, and facilitate the submission of responsive information to regulators</li> <li>As needed, coordinate all aspects of physical onsite examinations including the coordination of meetings, and the review and submission of documentation to regulators</li> <li>Assist in the coordination and drafting of post-examination response letters to regulators</li> <li>Contribute to internal management reporting with respect to examinations, meetings, and other ad-hoc requests</li> <li>Generally, assist the Client Regulatory Relations leadership team as necessary</li> <li>Mitigate risk by following established procedures and monitoring controls, spotting key errors and demonstrating strong ethical behavior.</li> </ul> <p><strong>QUALIFICATIONS:</strong></p> <ul> <li>Analytical thinking, communication skills and ability to drive collaboration</li> <li>Minimum of 5-7 years of related experience</li> <li>Bachelor's degree preferred with Masters or equivalent experience</li> </ul> <p><strong>ADDITIONAL QUALIFICATIONS:</strong></p> <ul> <li>Minimum of 5 years of related experience in the financial services industry with experience in a regulatory or support and control function such as Legal, Compliance, Audit or Risk, regulatory/litigation experience at a law firm</li> </ul> <p><strong>ABOUT Client:</strong></p> <p>Client safeguards the financial markets and helps them run efficiently, in times of prosperity and crisis. We are uniquely positioned at the center of global trading activity, processing over 100 million financial transactions every day, pioneering industry-wide, post-trade solutions and maintaining multiple data and operating centers worldwide. From where we stand, we can anticipate the industry's needs and we're working to continually improve the world's most resilient, secure, and efficient market infrastructure. Our employees are driven to deliver innovative technologies that improve efficiency, lower cost, and bring stability and certainty to the post-trade lifecycle.Client proudly supports Flexible Work Arrangements favoring openness and gives people freedom to do their jobs well, by encouraging diverse opinions and emphasizing teamwork. When you join our team, you'll have an opportunity to make meaningful contributions at a company that is recognized as a thought leader in both the financial services and technology industries. A Client career is more than a good way to earn a living. It's the chance to make a difference at a company that's truly one of a kind.</p>


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