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Ops Professional MKTS - Regulatory Reporting

In United States

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Ops Professional MKTS - Regulatory Reporting   

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JOB TITLE:

Ops Professional MKTS - Regulatory Reporting

JOB TYPE:

JOB SKILLS:

JOB LOCATION:

Charlotte, NC | Jacksonville, FL | New York, NY United States

JOB DESCRIPTION:

As a Regulatory Reporting Operations team member joining the Global Banking NFRR Shared Operations team, you will be responsible for the production, review, and submission of various Canadian and/or US regulatory reports in a complete, accurate and timely manner in conformance with regulatory instructions. You will manage the day-to-day reporting processes and controls while conducting QA activities related to one or more AMRS NFRR reports under Global Banking Operations, supporting Business Banking, Enterprise Credit, Global Commercial Banking, Global Corporate and Investment Banking.   Responsibilities: Understand regulatory reporting requirements including process and data needed to create and manage the report Understand and execute the requirements of a Report Preparer within the regulatory reporting policy In partnership with Compliance and Legal, understand any new Laws, Rules and Regulation changes and assist with identifying impacts on the regulatory report Follow issue management process to ensure risk/issues (eDIM/eIMS) impacting report are identified, tracked, and resolved Monitor and execute controls to track report(s) completeness, accuracy, and timeliness Provide metrics on performance of these processes Timely response to regulatory inquiries and internal audit reviews Constant process review to look improvement either to drive efficiency or increase control Ensure desktop procedures contain production process and control procedures including rationale for any exceptions to established control expectations and meet quality assurance standards Ability to work under tight deadline(s) and/or flexible schedule to meet regulatory reporting obligations   Required Skills: (Must have these skills to be minimally qualified) Minimum 5 years' experience in Global Banking or Global Markets Operations in business controls and/or line operations function. General knowledge and experience with one or more non-financial regulatory reports and laws, rules and regulations in Global Banking or Global Markets. Organized with an exemplary attention to detail, quality, and accuracy. Strong MS Office skills, particularly Excel, PowerPoint, and SharePoint. Strong data & business centric mindset with ability to utilize sound judgment and tailor approach to drive optimal outcomes. Stakeholder management with regional senior executives in Global Banking and Global Markets Front Line Units, Compliance and Operations/Technology functions. Manage management reporting and governance necessary to highlight effective/ineffective reporting practices and issue themes.   Other Qualifications: Strives to bring new thoughts and ideas to teams in order to drive innovation and unique solutions. Excels in working among diverse viewpoints to determine the best path forward. Experience in connecting with a diverse set of clients to understand future business needs – is a continuous learner. Commitment to challenging the status quo and promoting positive change. Participate in and drive collaborative efforts to advance tools, technology, and ways of working to better serve an evolving client base. Believes in value of diversity so we can reflect, connect and meet the diverse needs of our clients and employees around the world.   Enterprise Role Overview: Provides technical and analytical support in a global markets operations function for one or more operations product areas. Responsible for the analysis and resolution of complex operations problems and initiatives requiring exceptional handling and/or coordination of multiple operational and/or product specialists to resolve. May manage projects and/or the introduction of new initiatives, systems, products/services and processes, coordinating necessary expertise across multiple operations functions and/or products. As a technical expert, may also function as an informal team lead, providing work direction and technical guidance to less experienced employees in resolving complex transactions and operational problems. Requires extensive experience in an operations support function with thorough working knowledge of fundamental business structure and operational aspects for specific transactions and products. As a technical expert, will consult on a wide variety of topics across functional and business support lines. To be used for employees in Global Markets only.

Position Details

POSTED:

Sep 30, 2022

EMPLOYMENT:

INDUSTRY:

SNAPRECRUIT ID:

S16535232239992349

LOCATION:

United States

CITY:

Charlotte, NC | Jacksonville, FL | New York, NY

Job Origin:

OORWIN_ORGANIC_FEED

A job sourcing event
In Dallas Fort Worth
Aug 19, 2017 9am-6pm
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As a Regulatory Reporting Operations team member joining the Global Banking NFRR Shared Operations team, you will be responsible for the production, review, and submission of various Canadian and/or US regulatory reports in a complete, accurate and timely manner in conformance with regulatory instructions. You will manage the day-to-day reporting processes and controls while conducting QA activities related to one or more AMRS NFRR reports under Global Banking Operations, supporting Business Banking, Enterprise Credit, Global Commercial Banking, Global Corporate and Investment Banking.   Responsibilities: Understand regulatory reporting requirements including process and data needed to create and manage the report Understand and execute the requirements of a Report Preparer within the regulatory reporting policy In partnership with Compliance and Legal, understand any new Laws, Rules and Regulation changes and assist with identifying impacts on the regulatory report Follow issue management process to ensure risk/issues (eDIM/eIMS) impacting report are identified, tracked, and resolved Monitor and execute controls to track report(s) completeness, accuracy, and timeliness Provide metrics on performance of these processes Timely response to regulatory inquiries and internal audit reviews Constant process review to look improvement either to drive efficiency or increase control Ensure desktop procedures contain production process and control procedures including rationale for any exceptions to established control expectations and meet quality assurance standards Ability to work under tight deadline(s) and/or flexible schedule to meet regulatory reporting obligations   Required Skills: (Must have these skills to be minimally qualified) Minimum 5 years' experience in Global Banking or Global Markets Operations in business controls and/or line operations function. General knowledge and experience with one or more non-financial regulatory reports and laws, rules and regulations in Global Banking or Global Markets. Organized with an exemplary attention to detail, quality, and accuracy. Strong MS Office skills, particularly Excel, PowerPoint, and SharePoint. Strong data & business centric mindset with ability to utilize sound judgment and tailor approach to drive optimal outcomes. Stakeholder management with regional senior executives in Global Banking and Global Markets Front Line Units, Compliance and Operations/Technology functions. Manage management reporting and governance necessary to highlight effective/ineffective reporting practices and issue themes.   Other Qualifications: Strives to bring new thoughts and ideas to teams in order to drive innovation and unique solutions. Excels in working among diverse viewpoints to determine the best path forward. Experience in connecting with a diverse set of clients to understand future business needs – is a continuous learner. Commitment to challenging the status quo and promoting positive change. Participate in and drive collaborative efforts to advance tools, technology, and ways of working to better serve an evolving client base. Believes in value of diversity so we can reflect, connect and meet the diverse needs of our clients and employees around the world.   Enterprise Role Overview: Provides technical and analytical support in a global markets operations function for one or more operations product areas. Responsible for the analysis and resolution of complex operations problems and initiatives requiring exceptional handling and/or coordination of multiple operational and/or product specialists to resolve. May manage projects and/or the introduction of new initiatives, systems, products/services and processes, coordinating necessary expertise across multiple operations functions and/or products. As a technical expert, may also function as an informal team lead, providing work direction and technical guidance to less experienced employees in resolving complex transactions and operational problems. Requires extensive experience in an operations support function with thorough working knowledge of fundamental business structure and operational aspects for specific transactions and products. As a technical expert, will consult on a wide variety of topics across functional and business support lines. To be used for employees in Global Markets only.


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