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Regulatory Control Oversight Specialist

In United States

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Regulatory Control Oversight Specialist   

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JOB TITLE:

Regulatory Control Oversight Specialist

JOB TYPE:

JOB SKILLS:

JOB LOCATION:

Jersey City, NJ United States

JOB DESCRIPTION:

OVERVIEW

Being a member of the [Client] Solutions Derivative Services Product Management function, the Regulatory/Client Reporting Specialist will carry out a combination of operational support and analytical functions.

RESPONSIBILITES

  • Review current tasks performed to resolve optimal solution, if vital.
  • Conduct ongoing assessments on the current regulator and client reports to ensure that [Client} is following all the internal and external functional specifications.
  • Proactively work with internal departments to analyze and conduct assessments on the data reported to the trade repositories to identify areas to improve data quality and client experience.
  • Provide status updates to management on completeness and accuracy of reports.
  • Proactively build ad-hoc reporting for business on an as needed basis and proceduralize and automate if necessary
  • Helps management to instill a culture of continuous improvement
  • Working closely with collaborators to plan and develop roadmap, scope, results, required resources, work plan, budget, and timing for new initiatives
  • Proactively handle the risk, issue and change resolution process, and work with other leaders to take corrective action as needed; identify the 'path to green'
  • Aligns risk and control processes into day to day responsibilities to monitor and mitigate risk; escalates appropriately.

QUALIFICATION

  • Minimum of 4 years of related experience as Regulatory Control Oversight Specialist
  • Bachelor's degree preferred with Masters or equivalent experience
  • Computer literacy in Excel, Word, and PowerPoint. QlikView, Power BI a plus

 

Position Details

POSTED:

Jun 23, 2022

EMPLOYMENT:

INDUSTRY:

SNAPRECRUIT ID:

S1650052813871777

LOCATION:

United States

CITY:

Jersey City, NJ

Job Origin:

OORWIN_ORGANIC_FEED

A job sourcing event
In Dallas Fort Worth
Aug 19, 2017 9am-6pm
All job seekers welcome!

Regulatory Control Oversight Specialist    Apply

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<p><strong>OVERVIEW</strong></p> <p>Being a member of the [Client] Solutions Derivative Services Product Management function, the Regulatory/Client Reporting Specialist will carry out a combination of operational support and analytical functions.</p> <p><strong>RESPONSIBILITES</strong></p> <ul> <li>Review current tasks performed to resolve optimal solution, if vital.</li> <li>Conduct ongoing assessments on the current regulator and client reports to ensure that [Client} is following all the internal and external functional specifications.</li> <li>Proactively work with internal departments to analyze and conduct assessments on the data reported to the trade repositories to identify areas to improve data quality and client experience.</li> <li>Provide status updates to management on completeness and accuracy of reports.</li> <li>Proactively build ad-hoc reporting for business on an as needed basis and proceduralize and automate if necessary</li> <li>Helps management to instill a culture of continuous improvement</li> <li>Working closely with collaborators to plan and develop roadmap, scope, results, required resources, work plan, budget, and timing for new initiatives</li> <li>Proactively handle the risk, issue and change resolution process, and work with other leaders to take corrective action as needed; identify the 'path to green'</li> <li>Aligns risk and control processes into day to day responsibilities to monitor and mitigate risk; escalates appropriately.</li> </ul> <p><strong>QUALIFICATION</strong></p> <ul> <li>Minimum of 4 years of related experience as Regulatory Control Oversight Specialist</li> <li>Bachelor's degree preferred with Masters or equivalent experience</li> <li>Computer literacy in Excel, Word, and PowerPoint. QlikView, Power BI a plus</li> </ul> <p> </p>


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