Skills Required:

• Personal Trading Activity or Monitoring (STARS)
• Personal trading & trade surveillance other key words: Actimize, Oracle , FX, Equity Trades, Watch trade, smart capabilities & asset classes.
• Background in Financial Crimes or compliance realm
• Main focus is to act as an application manager. They do not need to be super hands on from a technical perspective/writing code, etc.
•  Will be acting as a leader: someone with strong communication skills, can adhere to tight timelines and deliverables, resolve conflicts, and guide the team to work through the project. 

Full JD:

Overview: The successful candidate will be responsible for ensuring the accuracy, efficiency, and compliance of these systems with regulatory requirements. This role requires strong technical expertise, excellent project management skills, and a keen understanding of trading activities and regulations

Key Responsibilities

• Develop and implement monitoring applications: Lead the design, development, and deployment of applications that track and analyze personal trading activities to ensure compliance with internal policies and external regulations.
• Maintain and enhance systems: Oversee the maintenance and continuous improvement of existing monitoring applications, ensuring they remain up-to-date with regulatory changes and industry best practices.
• Collaborate with stakeholders: Work closely with compliance, legal, and IT teams to define requirements, develop solutions, and address any issues related to personal trading activity monitoring.
• Ensure data accuracy and integrity: Implement robust data validation processes to ensure the accuracy and completeness of trading data captured by the monitoring applications.
• Provide training and support: Offer guidance and support to users of the monitoring applications, including training sessions and troubleshooting assistance.
• Generate reports and insights: Produce regular reports and analyses on personal trading activities, highlighting any potential compliance risks or irregularities.
• Stay informed on regulatory developments: Keep abreast of changes in laws and regulations related to personal trading activities and ensure that the monitoring applications remain compliant.