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Compliance Associate - Asset Management

  • Compliance Associate - Asset Management job type Posted on: Nov 08, 2026
  • Compliance Associate - Asset Management experience level Arrow Search Partners
  • Compliance Associate - Asset Management employment type New York City Metropolitan Area, New York
  • Compliance Associate - Asset Management employment type Onsite
  • Compliance Associate - Asset Management salary Full-time

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Job Title :

Compliance Associate - Asset Management

Job Type :

Full-Time

Job Location :

New York City Metropolitan Area New York United States

Remote :

No

Jobcon Logo Job Description :

Our client, a prominent asset manager, is looking to hire a Compliance Associate to their team to support generalist compliance responsibilitiesKey Responsibilities:Support regulatory governance filings such as Form ADV, PF, etc.Conduct compliance testing.Administer compliance training and update materials to address material changes within the organization.Support AML, KYC, and OFAC initiatives across the organization.Respond to regulatory inquiries and facilitate regulatory examinations.Develop policies & procedures and update the Compliance Manual.Marketing material reviewRequirementsBachelor's Degree2-8 years of compliance experience at an asset management firm

Jobcon Logo Position Details

Posted:

Nov 08, 2026

Reference Number:

10440_4478595125

Employment:

Full-time

City:

New York City Metropolitan Area

Job Origin:

APPCAST_CPC

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Our client, a prominent asset manager, is looking to hire a Compliance Associate to their team to support generalist compliance responsibilitiesKey Responsibilities:Support regulatory governance filings such as Form ADV, PF, etc.Conduct compliance testing.Administer compliance training and update materials to address material changes within the organization.Support AML, KYC, and OFAC initiatives across the organization.Respond to regulatory inquiries and facilitate regulatory examinations.Develop policies & procedures and update the Compliance Manual.Marketing material reviewRequirementsBachelor's Degree2-8 years of compliance experience at an asset management firm

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