Compliance Associate

Compliance Associate (New York, NY): A leading and growing private equity investment firm is seeking a Compliance Associate to join its New York office. The firm manages more than $8 billion in assets. This individual will serve as the primary day-to-day compliance contact for the New York office while working closely with the firm's senior compliance leadership. The role offers broad exposure across the compliance program and significant interaction with investment professionals and other functions across the business.Highlights:Join a highly regarded, growing private equity investment manager with more than $8 billion in AUMServe as the primary compliance contact for the firm's New York officeBroad exposure across the firm's U.S. and global compliance programHigh level of interaction with investment professionals and senior leadershipOpportunity to work across a wide variety of compliance matters rather than being siloed into one areaGrowing New York presence with significant opportunity for continued professional developmentCollaborative, entrepreneurial environment with a relatively lean teamWFH policy: hybrid – 3 days in the office and 2 days from homeResponsibilities:Support the execution of the firm's compliance monitoring and testing programManage and maintain the firm's compliance systems and related processesReview marketing materials and assist with investor due diligence questionnairesOversee employee compliance matters, including personal trading, gifts and entertainment, and conflicts of interestAssist with regulatory filings and other regulatory requirements across applicable jurisdictionsMaintain the compliance calendar and help coordinate employee training, conflict checks, and other compliance initiativesAssist with the development and maintenance of compliance policies and proceduresMaintain appropriate compliance documentation and books and recordsQualifications:2-6 years of relevant compliance experience within an investment manager, financial institution, law firm, consulting firm, or similar environmentExperience within private equity, private markets, or alternative investments is preferred but not requiredStrong organizational skills and attention to detailExcellent written and verbal communication skillsProactive, intellectually curious, and comfortable taking ownership of responsibilitiesAbility to work effectively with colleagues across multiple offices and functions