Duties & Responsibilities:

Regulatory Compliance:

o Monitor and interpret laws and regulations affecting the gold IRA industry.

o Assist in drafting, updating, and enforcing internal compliance policies and procedures.

o Ensure all marketing materials and client communications meet regulatory standards.

Legal Research and Documentation:

o Conduct comprehensive legal research on relevant regulatory matters.

o Prepare and maintain compliance documentation, including reports and filings.

o Assist in the preparation of responses to regulatory inquiries or investigations.

Required Knowledge, Skills, and Abilities

Bachelor's degree in law, Finance, or related field preferred.

Minimum of 5 years of experience in compliance within the financial services sector.

Prior experience with precious metals or retirement investment products is a plus.

Paralegal certification required.