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Director, Financial Control

  • Director, Financial Control job type Posted on: Nov 02, 2026
  • Director, Financial Control experience level Bruin
  • Director, Financial Control employment type New York, New York
  • Director, Financial Control salary Salary: $10 per hour
  • Director, Financial Control employment type Onsite
  • Director, Financial Control salary Full-time

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Job Title :

Director, Financial Control

Job Type :

Full-Time

Job Location :

New York New York United States

Remote :

No

Jobcon Logo Job Description :

We are partnering with a global financial institution on a search for a Director within its Finance organization in New York.This is a senior, hands-on position with responsibility across financial control, broker-dealer accounting and regulatory reporting. The individual will work closely with senior leadership and partner across Finance, Risk, Compliance, Operations and other key stakeholders.Responsibilities:Lead financial control and regulatory reporting activities across multiple legal entities.Oversee broker-dealer books and records and ensure a strong financial control environment.Manage key regulatory capital calculations and reporting requirements.Take ownership of month-end close and general ledger processes.Support regulatory, audit, and SOX-related matters.Lead and develop members of the Finance team while driving process and control improvements.Qualifications:CPA required10+ years of relevant experience across financial control, regulatory reporting and/or broker-dealer finance.Strong understanding of FINRA/SEC broker-dealer requirements.Experience with Net Capital / Rule 15c3-1 highly preferred.Series 27 preferred; candidates with the ability to obtain the registration may also be considered.Strong understanding of capital markets and banking products.Strong analytical, communication and leadership skills.

Jobcon Logo Position Details

Posted:

Nov 02, 2026

Reference Number:

10440_4480053531

Employment:

Full-time

Salary:

$10 per hour

City:

New York

Job Origin:

APPCAST_CPC

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We are partnering with a global financial institution on a search for a Director within its Finance organization in New York.This is a senior, hands-on position with responsibility across financial control, broker-dealer accounting and regulatory reporting. The individual will work closely with senior leadership and partner across Finance, Risk, Compliance, Operations and other key stakeholders.Responsibilities:Lead financial control and regulatory reporting activities across multiple legal entities.Oversee broker-dealer books and records and ensure a strong financial control environment.Manage key regulatory capital calculations and reporting requirements.Take ownership of month-end close and general ledger processes.Support regulatory, audit, and SOX-related matters.Lead and develop members of the Finance team while driving process and control improvements.Qualifications:CPA required10+ years of relevant experience across financial control, regulatory reporting and/or broker-dealer finance.Strong understanding of FINRA/SEC broker-dealer requirements.Experience with Net Capital / Rule 15c3-1 highly preferred.Series 27 preferred; candidates with the ability to obtain the registration may also be considered.Strong understanding of capital markets and banking products.Strong analytical, communication and leadership skills.

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