Job Description
Overview
Goldman Sachs is seeking an experienced Project Manager to lead a strategic Legal Entity De-Registration and Broker Dealer Optimization initiative. This role will focus on simplifying the firm's global legal entity footprint by de-registering broker dealer entities in select jurisdictions and transitioning business activities from local entities to a centralized global entity structure.
The Project Manager will work closely with Legal, Compliance, Controllers, Operations, Trading, and Technology teams to ensure regulatory requirements are met while delivering capital efficiencies and operational improvements across multiple markets, particularly within APAC.
Key Responsibilities
Lead a global legal entity rationalization and broker dealer de-registration program across multiple jurisdictions.
Coordinate efforts to transition business activities and personnel from local entities to global entities while maintaining regulatory compliance.
Partner with Legal, Compliance, Controllers, Operations, and Trading teams to assess impacts and implement required changes.
Work directly with regulatory bodies and internal stakeholders to manage account closures, suspension notifications, and entity deregistration activities.
Develop and maintain project plans, timelines, governance structures, and status reporting.
Manage project dependencies across 8-10 workstreams and ensure alignment among stakeholders.
Facilitate monthly Steering Committee meetings with Managing Directors and senior leadership.
Lead bi-weekly working group meetings to review project progress, risks, issues, and key decisions.
Create and present decision papers, issue logs, risk logs, and problem statements for senior management review.
Coordinate with Engineering and Technology teams to identify and manage system-related dependencies.
Ensure process documentation, operating procedures, and end-to-end project artifacts remain current throughout the project lifecycle.
Oversee and mentor two junior team members supporting the program.
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Skills and Requirements
8+ years of Project Management experience within financial services, investment banking, or capital markets.
Strong understanding of broker dealer operations and legal entity management.
Experience managing large-scale regulatory, legal entity, or business transformation initiatives.
Proven ability to coordinate cross-functional teams across multiple regions and time zones.
Experience supporting global markets with exposure to APAC regulatory environments preferred.
Strong stakeholder management skills with demonstrated experience working directly with senior leadership and Managing Directors.
Experience working across Legal, Compliance, Operations, Controllers, Trading, and Technology functions.
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