Legal Entity Controller- AVP

This is the opportunity to step into a lean team where your work lands directly on the Global Controller's desk and senior leadership knows your name from day one. You'll own your own broker-dealer legal entities end to end, driving month-end close, reconciliations, regulatory reporting, US GAAP financials, and annual audits while partnering with SEC Reporting, Tax, Treasury, and Corporate Accounting. This firm is investing heavily in AI and automation.Key Responsibilities:Responsible for month-end close process and journal entries; expense accruals, and intercompany activitiesAssist in preparing annual audited financial statements for external financial reporting in compliance with U.S. GAAPPrepare quarterly reports in accordance with regulatory requirements and capital monitoring requirementsAssist in preparing quarterly financial statements for financial reporting to external investorsPerform the monthly balance sheet substantiation, evaluate adequacy of expense accruals, resolve issues, and escalate key items timely Prepare monthly and quarterly analytical reporting including commentary on balance sheet and P&L variancesQualifications:Bachelor’s degree in Accounting is requiredCPA is preferredBroker dealer experience is preferred4-6 years of related experience in the financial accounting group of a financial services company preferred Big Four public accounting firm experience preferable Experience with applications such as Workiva, Tableau and Alteryx preferred