Senior Compliance Officer

Responsibilities:

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• Acts as a strategic compliance resource to business units, delivering practical guidance and risk-focused recommendations across operational activities, products, and customer offerings.
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• Interprets applicable banking requirements and regulatory standards, helping stakeholders assess potential exposure and incorporate appropriate safeguards into business decisions.
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• Evaluates promotional content, customer communications, and related materials to confirm regulatory consistency, appropriate disclosures, and clear presentation.
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• Performs risk evaluations by assessing exposure, reviewing existing safeguards, and determining the effectiveness of mitigation measures.
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• Conducts ongoing oversight activities using relevant reporting, performance indicators, and analytical tools to identify potential weaknesses and emerging concerns.
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• Communicates significant observations and developing risk patterns to support compliance planning, review priorities, and oversight activities.
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• Partners with business owners to investigate identified concerns, evaluate underlying causes, and develop corrective measures designed to address issues effectively.
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• Provides guidance throughout internal compliance reviews, including defining review scope, participating in stakeholder discussions, evaluating preliminary observations, challenging proposed findings, and reviewing remediation commitments.
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• Contributes compliance expertise to internal governance forums and specialized oversight groups addressing business risk, technology, and organizational initiatives.
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• Evaluates educational materials to ensure regulatory concepts are accurately represented and relevant compliance topics are appropriately addressed.
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• Develops productive relationships with business leaders, operational teams, and risk partners through consultation, knowledge sharing, and ongoing compliance engagement.
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• Assists with regulatory change initiatives by evaluating business impacts, coordinating implementation considerations, and supporting the development and maintenance of internal standards and procedures.
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