Trading Operations Specialist

We are seeking a Trading Operations Specialist candidate who will be responsible for day-to-day operations of broker-dealer operations.ResponsibilitiesCoordinate and execute trade settlement process for client accountsCommunicate with clients and resolve any trade-related inquiries or issuesMaintain accurate client records and ensure compliance with regulatory requirementsReview and reconcile account statements, ensuring accuracy of transactionsAssist in the onboarding process for new clients, including account setup and documentationWork closely with the compliance team to ensure adherence to industry regulationsAssist in the preparation and submission of regulatory reportsMonitor and analyze trading activities, identifying any potential risks or anomaliesCollaborate with internal teams to improve operational processes and efficiencyProvide exceptional support to clients, answering any questions or resolving any issues in a timely mannerQualifications2+ years of trading operations experienceSolid understanding of trade settlement processes and industry regulationsExcellent attention to detail and strong analytical skillsProficient in using financial software and Microsoft Office Suite and NetX360Strong written and verbal communication skillsAbility to work independently and meet tight deadlinesStrong problem-solving and decision-making abilities Highly organized and capable of multitaskingFINRA licenses SIE, Series 99, and or Series 7Bilingual Spanish and English