Vice President, Compliance About the Company Internationally acclaimed fixed-income investment management firm IndustryInvestment Management TypePrivately Held Founded1971 Employees1001-5000 Categories BankingB2BConsulting & Professional ServicesEnterpriseInvestment ManagementAsset ManagementAsset Management CompaniesAsset Management FirmsAsset and Fund ManagementBrokerageEconomicsFOREXFinanceHedge FundsInvestment BankingInvestment Management CompaniesInvestment Management CompanyInvestment Management FirmInvestment Management FirmsInvestment Management ServicesOPECOther Investment FirmsFinancial ServicesCrowdfundingVenture Capital Business Classifications B2BEnterprise About the Role The Company is in search of a VP, Compliance Officer to join its global Legal and Compliance team. The successful candidate will be responsible for enhancing and managing the investment adviser compliance program, ensuring regulatory alignment, and promoting a culture of compliance. This role involves leading the global investment adviser compliance program, including policy development, risk assessment, testing, and monitoring. The VP will also be expected to contribute to the firm's risk assessment and testing program, draft and review compliance policies, and partner with various teams to address regulatory compliance matters. Candidates for this position should have a Bachelor’s degree, with an advanced degree or Juris Doctorate preferred, and a proven track record in regulatory compliance within a large, diverse investment management firm. Deep knowledge of U.S. regulatory requirements, including the Investment Advisers Act of 1940, and exposure to CFTC regulations and NFA rules is essential. The role requires a strong understanding of various investment strategies and vehicles, exceptional problem-solving skills, and the ability to communicate effectively. The ideal candidate will be a highly motivated self-starter with a service-oriented mindset, superior organizational skills, and the ability to work effectively in a diverse, global environment. Travel PercentLess than 10% Functions FinanceLegal