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Financial Operations Manager

  • Financial Operations Manager job type Posted on: Nov 02, 2026
  • Financial Operations Manager experience level Remx
  • Financial Operations Manager employment type United States, Pennsylvania
  • Financial Operations Manager employment type Remote
  • Financial Operations Manager salary Full-time
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Job Title :

Financial Operations Manager

Job Type :

Full-Time

Job Location :

United States Pennsylvania United States

Remote :

Yes

Jobcon Logo Job Description :

View Full Description
Financial Operations Manager - REMOTE ROLE!A well-established independent broker-dealer is seeking a Financial Operations Manager to oversee daily back-office and middle-office operations.Key ResponsibilitiesManage new accounts, AML/KYC, licensing and registrationsOversee ACATS, DWAC, wires, securities transfers, and account maintenanceSupervise operational processes and client account servicingSupport compliance reviews, audits, and regulatory examinationsPartner with Compliance, Legal, Trading, and Finance teamsQualifications5-10+ years of broker-dealer operations experienceActive FINRA Series 24 license requiredStrong knowledge of broker-dealer regulationsExperience with fixed income, equities, options, and Rule 144 transactionsBenefits Medical, Dental, Vision, and 401(k)Salary: Depending on Experience/Competitive with market (110-175K, NEG+ bonus/benefits). Apply today - fully remote!

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Jobcon Logo Position Details

Posted:

Nov 02, 2026

Reference Number:

10440_4476533552

Employment:

Full-time

City:

United States

Job Origin:

APPCAST_CPC

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Financial Operations Manager - REMOTE ROLE!A well-established independent broker-dealer is seeking a Financial Operations Manager to oversee daily back-office and middle-office operations.Key ResponsibilitiesManage new accounts, AML/KYC, licensing and registrationsOversee ACATS, DWAC, wires, securities transfers, and account maintenanceSupervise operational processes and client account servicingSupport compliance reviews, audits, and regulatory examinationsPartner with Compliance, Legal, Trading, and Finance teamsQualifications5-10+ years of broker-dealer operations experienceActive FINRA Series 24 license requiredStrong knowledge of broker-dealer regulationsExperience with fixed income, equities, options, and Rule 144 transactionsBenefits Medical, Dental, Vision, and 401(k)Salary: Depending on Experience/Competitive with market (110-175K, NEG+ bonus/benefits). Apply today - fully remote!

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