Vice President, U.S. Compliance

Vice President, U.S. Compliance About the Company Top financial technology (FinTech) platform & insurance brokerage operator IndustryManagement Consulting TypePrivately Held Founded2006 Employees10,001+ Funding$200+ million Categories Consulting & Professional ServicesInsuranceMarketplace Specialties commercial property and casualtyrisk managementloss and claims managementemployee benefitsprofessional employer organizationhuman resource outsourcingsuretyvoluntary benefitspersonal linesthird party administratorindustry niches and expertisecyber securityasset managementreal estatetitle insuranceand cyber riskcyber riskand payroll About the Role The Company is seeking a Vice President, U.S. Compliance to lead the development and enhancement of its enterprise compliance program for U.S.-based businesses. The successful candidate will be responsible for ensuring that all operations and activities comply with relevant laws, regulations, and internal policies. This role involves proactive risk identification, regulatory monitoring, and the implementation of strategies to mitigate compliance risks. The VP will also be instrumental in policy development, training, and fostering a culture of compliance throughout the organization. Key responsibilities include leading compliance initiatives, partnering with various internal departments, and serving as the primary contact for regulatory bodies. Applicants for the Vice President, U.S. Compliance position at the company should have a deep understanding of regulatory requirements in the insurance and financial services sectors, including P&C insurance, employee benefits, and cybersecurity. The role requires a strong background in compliance best practices, internal control frameworks, and risk management principles. The ideal candidate will have at least 15 years' of progressive compliance experience, with a preference for those holding a JD. The VP must possess excellent analytical, communication, and collaboration skills, and be adept at influencing and aligning diverse stakeholders. A proven track record in compliance and risk management within highly regulated industries is essential. Hiring Manager TitleChief Compliance Officer Functions Legal